how we can Help your business

File Assessments & Reviews


It’s vital to ensure that the standards set within your advice policy continue to be met so you can evidence how you're delivering great client outcomes. That’s where our ongoing file assessments and reviews come into play.

We'll review your advice documentation for each case and provide you detailed feedback on our observations and findings.

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How we help.


Our team of experts have years of file checking experience behind them. They know what good looks like and what doesn’t. So whether you need support checking files, providing second line of defence or even checking the work of your checkers, we can help.

What's more, we can use the knowledge we've gained from reviewing your files to help upskill your existing team, providing a bespoke training programme and ongoing support.


Our consultants experience in creating and managing robust and efficient file review processes stretches across many years. Their remit has included:

  • Managing and setting the strategic direction of the file checking function within a FTSE100 wealth manager

  • Completing file reviews for an IFA network utilising their advice standards throughout the process

  • Implementing quality control processes within file review procedures to reduce post-review challenges

  • Re-designing and supporting the merger of file checking processes post business acquistions

  • Producing regular reports highlighting key trends within file review activity and providing recommendations to improve advice standards and sale processes

Ad-hoc Consultancy


Starting from per hour

  • Book in time based on availability

  • Ultimate flexibility

  • No minimum commitment



Starting from per month

  • Guaranteed access to our experts

  • Pre-agreed hours

  • 48-hour response time



Starting from per day

  • Tailored to your needs

  • Transparent pricing model

  • Fixed fee or day rate

learn more about Adeptli

Meet the Consultants

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Meet the driving forces behind Adeptli – A team with unrivaled knowledge and diverse expertise in financial services, wealth management, marketing, and technology. It's this unique blend of professional skills that enables us to provide quality solutions to help your business thrive.

We're here to make a difference, combining our knowledge and enthusiasm to drive your success.

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