how we can Help your business

Compliance Support


One thing is certain in the world of compliance, things change and you need to ensure you remain at the forefront of these changes. That’s where our ongoing compliance support comes in.

our services adeptli by plus group

How we help.


Compliance is a key aspect for any business, not least for ones operating in such a regulated environment as financial services.

Whether driven by corporate or industry requirements, we will help to either design new processes or update existing ones. We'll then embed any changes, which can include training your teams and reviewing documentation.

All with the sole aim of keeping you, and your business, safe and profitable.


As part of our Compliance Support service, we have helped businesses by:

  • Reviewing the advice process within a large IFA network and identifying areas where regulatory compliance could be improved

  • Running workshops with a firm's senior leadership team to generate ideas on how their compliance procedures can be evolved in advance of a potential buyout

  • Developing a new case selection model for an IFA network to evidence better management of advice risk within their file checking procedures

  • Providing input and guidance to a project within a financial advice firm which was looking to improve the consistency and quality within the file review process

Ad-hoc Consultancy


Starting from per hour

  • Book in time based on availability

  • Ultimate flexibility

  • No minimum commitment



Starting from per month

  • Guaranteed access to our experts

  • Pre-agreed hours

  • 48-hour response time



Starting from per day

  • Tailored to your needs

  • Transparent pricing model

  • Fixed fee or day rate

learn more about Adeptli

Meet the Consultants

divide (2)

Meet the driving forces behind Adeptli – A team with unrivaled knowledge and diverse expertise in financial services, wealth management, marketing, and technology. It's this unique blend of professional skills that enables us to provide quality solutions to help your business thrive.

We're here to make a difference, combining our knowledge and enthusiasm to drive your success.

Go to top