The FCA’s Wake-Up Call to Financial Firms: Are You Prepared?
Don’t get caught on the back foot! The FCA’s recent thematic review, albeit focused on General Insurance and pure protection, is a clear signal of what could be coming next.…
The FCA’s New AI Lab and What You Should Be Thinking About
Last week the Financial Conduct Authority (FCA) launched its AI Lab, a forward-thinking initiative aimed at fostering safe and responsible AI use in the UK financial markets. The lab offers…
What does the latest FCA Dear CEO letter mean for you and your firm?
The FCA’s latest communication to CEOs and Directors of financial advice firms and investment intermediaries outlines their evolving priorities and expectations for the next couple of years. For any firms…
Ongoing Advice: Time for Action Not Worry
Ongoing advice is the cornerstone of effective financial plans and client relationships. It’s a key contributor to referrals, complaint statistics, profitability, not to mention the valuation of a firm. Why…
Consumer Duty In Action: Navigating The Real-World Impact
Just under six months ago, the concept of Consumer Duty became a reality, challenging firms to place more onus on the consumer and their outcomes than ever before. Let’s explore…